Roger joined Sanne in 2018. In his role as a Director of Business Risk Management, Roger is responsible for the design and maintenance of Sanne's Risk Management Framework, including delivery of Risk Assessments. Roger also leads a team of jurisdictional and regional Risk and Control Managers, directly supporting Client Services, Country Heads and Managing Directors in managing risk transparently, proportionately and commercially on a day to day basis.

Background and Experience

Immediately prior to joining Sanne, Roger provided Operational Risk consultancy at Deutsche Bank, with responsibility to design and deliver a global Financial Crime Risk Assessment. Preceding this, Roger spent almost 30 years at Royal Bank of Scotland, performing risk management roles in First and Second Lines of Defence, including policy, regulation and supplier management. Roger has also worked in international banking and global strategic change roles, delivering cost efficiencies through right shoring and offshoring.

Qualifications and Memberships

  • Specialised and Advanced Certificates in Conduct Risk and Regulatory Risk & Compliance (International Compliance Association)
  • Member of the Institute of Risk Management (Technical Specialist)
  • Member of the Institute of Operational Risk (Professional)
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Insight 23 September 2020

Expert panel discussion | Employee incentive schemes in institutional asset management

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Insight 8 September 2020

Keynote interview - Working out of office

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Insight 20 August 2020

The US funds industry - A thriving market

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02 Nov
Event

Guernsey Funds Forum 2020

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Meet Roger's colleagues

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Our People
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Andrew Jones Chief Risk Officer
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Chris Warnes Country Head, United Kingdom
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